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Understanding the SEC's Amendments to Regulation S-P

About the Webinar

On May 15th, 2024, the Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P, affecting investment companies, registered investment advisors, broker-dealers, and transfer agents. These changes mark a pivotal shift in the financial industry's approach to data security and privacy, and include:

  • New Notification Requirements
  • Mandatory Incident Response Programs
  • Expanded Safeguard and Disposal Rules
  • Annual Privacy Notice

In this webinar, recorded live on June 25th, 2024, experts from Abacus Group and Orical LLC discussed how these updates affect you and steps to comply with the SEC's new mandate.

Speakers:
Christian Scott, Managing Director of Cybersecurity, Abacus Group
James Leahy, Partner, Florio Leahy LLP and Member, Orical LLC

Moderated By:
Jonathan Bohrer, President, Abacus Group

Watch the Webinar & Download Slides

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